Yun Keung Poon
潘潤強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yun Keung Poon (潘潤強), a licensed former licensee with CE reference ABS049. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OIL Assets Securities Limited 恩明資產証券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-10 | 2024-08-15 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-19 | 2019-06-21 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-07-19 | 2019-06-21 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-03 | 2017-06-30 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-03-03 | 2017-06-30 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-12-11 | 2010-01-16 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-12-11 | 2010-01-16 |
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-08-07 | 2008-10-31 |
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-08-07 | 2008-10-31 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2003-08-22 | 2004-06-01 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-08-22 | 2004-06-01 |