Hermia Wing Gee Chan
陳穎芝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hermia Wing Gee Chan (陳穎芝), a licensed Responsible Officer with CE reference ARG978. Currently licensed at 1 firm(s): Basis Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Basis Asset Management Limited 格致資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-05-17 | present |
| Basis Asset Management Limited 格致資產管理有限公司 |
RO | Type 9 — Asset management | 2023-05-17 | present |
| Basis Asset Management Limited 格致資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-08 | 2023-05-17 |
| Basis Asset Management Limited 格致資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-04-08 | 2023-05-17 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-03-08 | 2019-09-20 |
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-08-01 | 2013-02-28 |
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-08-01 | 2013-02-28 |