Basis Asset Management Limited

格致資產管理有限公司

CE No. BQL814 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Basis Asset Management Limited (格致資產管理有限公司), a Hong Kong-based licensed corporation with CE reference BQL814. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 13 (total recorded over time: 20). Earliest licence on file: 2021-01-29.

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Registered address

Suite 1901-02, 19/F, Chinachem Leighton Plaza, 29 Leighton Road, Causeway Bay

Licence history

Activity	From	To
Type 4 — Advising on securities	2021-01-29	present
Type 9 — Asset management	2021-01-29	present

Licensed staff (all-time) (20)
Active on date

4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Hermia Wing Gee Chan 陳穎芝	RO 4, 9 Rep 4, 9	2021-04	Present
Kelvin Chun Kei Chan 陳俊祺	RO 4, 9	2021-01	Present
Chun Tsung Cheung 張振棕	RO 4, 9	2023-06	2024-03
Ming Hang Chong 莊銘恒	RO 4, 9 Rep 4, 9	2021-07	Present
Joyce Po Kuen Kwan 關寶娟	RO 4, 9 Rep 4	2023-05	2024-10
Sammy Chung Hing Lau 劉頌興	RO 4, 9	2021-01	Present
Xinxin Wang 王欣欣	RO 4, 9 Rep 9	2021-03	Present
Chun Ming Jimmy Chan 陳振明	Rep 9	2024-12	Present
Katherine Ching Yu Chan 陳菁瑜	Rep 4, 9	2022-08	2024-10
Kwok Kai Fong 方國佳	Rep 4, 9	2025-11	Present
Jackson Pok Man Kwan 關博文	Rep 4, 9	2023-06	2025-02
Frederick Andrew Law 羅頌然	Rep 4, 9	2025-12	Present
Mei Wan Lee 利美芸	Rep 4, 9	2026-03	Present
Peter Chun Wai Lee 李振威	Rep 4, 9	2026-04	Present
Li (SFC:BHM430) Li 李勵	Rep 4, 9	2024-04	2024-04
Alex Ho Hay Mui 梅浩禧	Rep 4, 9	2025-11	Present
Ho Wing Poon 潘浩榮	Rep 4, 9	2024-12	Present
Stephen Koon Chung Wong 王貫中	Rep 4, 9	2022-01	2023-02
Ching Yee Yau 游靜儀	Rep 4, 9	2022-02	2022-08
Chester Chi Tat Yeung 楊志達	Rep 4, 9	2025-12	Present