Ching Yee Yau

游靜儀
CE No. BAA826 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Yee Yau (游靜儀), a licensed Responsible Officer with CE reference BAA826. Currently licensed at 1 firm(s): Harmony Wealth Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.

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Licence history

FirmRoleRegulated activityFromTo
Harmony Wealth Management Limited
匯晉資產管理有限公司		 RO Type 4 — Advising on securities 2023-01-06 present
Harmony Wealth Management Limited
匯晉資產管理有限公司		 RO Type 9 — Asset management 2023-01-06 present
Basis Asset Management Limited
格致資產管理有限公司		 Rep Type 4 — Advising on securities 2022-02-10 2022-08-29
Basis Asset Management Limited
格致資產管理有限公司		 Rep Type 9 — Asset management 2022-02-10 2022-08-29

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