Xinxin Wang
王欣欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xinxin Wang (王欣欣), a licensed Responsible Officer with CE reference BGN342. Currently licensed at 1 firm(s): Basis Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Basis Asset Management Limited 格致資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-07-14 | present |
| Basis Asset Management Limited 格致資產管理有限公司 |
RO | Type 9 — Asset management | 2023-07-14 | present |
| Basis Asset Management Limited 格致資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-03-05 | 2023-07-14 |
| AEM Asset Management Limited 明德企業資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-07-20 | 2021-02-25 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-27 | 2020-07-15 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-27 | 2020-07-15 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-12-17 | 2020-07-15 |