Li (SFC:BHM430) Li
李勵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li (SFC:BHM430) Li (李勵), a licensed former licensee with CE reference BHM430. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Basis Asset Management Limited 格致資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-04-15 | 2024-04-23 |
| Basis Asset Management Limited 格致資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-04-15 | 2024-04-23 |
| Vered Asset Management Limited 薔薇資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-05-17 | 2023-10-16 |
| Vered Asset Management Limited 薔薇資產管理有限公司 |
RO | Type 9 — Asset management | 2022-05-17 | 2023-10-16 |
| Vered Asset Management Limited 薔薇資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-03-28 | 2022-05-17 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2021-05-18 | 2021-09-30 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 4 — Advising on securities | 2021-05-18 | 2021-09-30 |