Katherine Ching Yu Chan
陳菁瑜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katherine Ching Yu Chan (陳菁瑜), a licensed Representative with CE reference ALS696. Currently licensed at 1 firm(s): Dynasty Alliance Investment Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-10-29 | present |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 9 — Asset management | 2024-10-29 | present |
| Basis Asset Management Limited 格致資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-05 | 2024-10-08 |
| Basis Asset Management Limited 格致資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-08-05 | 2024-10-08 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-10-20 | 2016-04-01 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 4 — Advising on securities | 2012-07-03 | 2014-09-01 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2006-10-18 | 2012-06-30 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2005-02-24 | 2006-07-21 |