Stephen Koon Chung Wong
王貫中
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Koon Chung Wong (王貫中), a licensed Representative with CE reference AGA156. Currently licensed at 1 firm(s): Harmony Wealth Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harmony Wealth Management Limited 匯晉資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-02-21 | present |
| Harmony Wealth Management Limited 匯晉資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-02-21 | present |
| Basis Asset Management Limited 格致資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-21 | 2023-02-08 |
| Basis Asset Management Limited 格致資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-01-21 | 2023-02-08 |
| YRD Asset Management Limited | Rep | Type 1 — Dealing in securities | 2020-08-14 | 2021-12-29 |
| YRD Asset Management Limited | Rep | Type 4 — Advising on securities | 2020-08-14 | 2021-12-29 |
| YRD Asset Management Limited | Rep | Type 9 — Asset management | 2020-08-14 | 2021-12-29 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-27 | 2008-02-26 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-07-27 | 2008-02-26 |