Ming Hang Chong
莊銘恒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Hang Chong (莊銘恒), a licensed Responsible Officer with CE reference AWJ006. Currently licensed at 1 firm(s): Basis Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Basis Asset Management Limited 格致資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-09-23 | present |
| Basis Asset Management Limited 格致資產管理有限公司 |
RO | Type 9 — Asset management | 2021-09-23 | present |
| Basis Asset Management Limited 格致資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-14 | 2021-09-23 |
| Basis Asset Management Limited 格致資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-07-14 | 2021-09-23 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-09-29 | 2021-05-25 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
RO | Type 9 — Asset management | 2020-09-29 | 2021-05-25 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-08-14 | 2020-09-29 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-08-14 | 2020-09-29 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-02-25 | 2020-06-05 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-02-25 | 2020-06-05 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-01 | 2019-01-01 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-01 | 2019-01-01 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-01 | 2019-01-01 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 9 — Asset management | 2017-06-01 | 2019-01-01 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 9 — Asset management | 2017-06-01 | 2019-01-01 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-23 | 2017-05-29 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-01-04 | 2016-05-15 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-01-04 | 2016-05-15 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-28 | 2012-08-25 |