PineBridge Investments Hong Kong Limited
柏瑞投資香港有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for PineBridge Investments Hong Kong Limited (柏瑞投資香港有限公司), a Hong Kong-based licensed corporation with CE reference AFD869. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 9 — Asset management. Current licensed staff on file: 35 (total recorded over time: 141).
Registered address
Level 20, Six Pacific Place, 50 Queen's Road East
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 9 — Asset management | present | present |
| Type 4 — Advising on securities | present | 2005-03-15 |
| Type 5 — Advising on futures contracts | present | 2005-03-15 |
Licensed staff (all-time) (141)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Chung Sze Chan 陳頌斯 | RO 1 Rep 1 | 2010-05 | 2019-11 |
| Fiona Nga Yee Chan 陳雅儀 | RO 1 Rep 1 | 2011-12 | 2022-07 |
| John Tai Wo Chu 朱泰和 | RO 4, 9 | Pre-2003 | 2009-11 |
| Anthony Gerard Fasso |