Peter Kok Beng Soo
蘇國明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Kok Beng Soo (蘇國明), a licensed former licensee with CE reference AAV789. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nexus Point Advisors (HK) Limited 今翊顧問(香港)有限公司 |
RO | Type 9 — Asset management | 2017-05-25 | 2022-11-17 |
| SoHo Investment Partners (H.K.) Limited | RO | Type 9 — Asset management | 2014-11-26 | 2017-05-12 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2009-04-02 | 2011-06-30 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
RO | Type 1 — Dealing in securities | present | 2011-06-30 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 4 — Advising on securities | present | 2011-06-30 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
RO | Type 4 — Advising on securities | present | 2005-03-15 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2005-03-15 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2005-03-15 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-03-15 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 9 — Asset management | present | 2011-06-30 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
RO | Type 9 — Asset management | present | 2011-06-30 |