Chung Hoe Tai
戴宗豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Hoe Tai (戴宗豪), a licensed Responsible Officer with CE reference ACJ199. Currently licensed at 2 firm(s): PineBridge Investments Asia Limited, PineBridge Investments Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 27.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2020-04-02 | present |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
RO | Type 1 — Dealing in securities | 2020-04-02 | present |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 4 — Advising on securities | 2020-04-02 | present |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 9 — Asset management | 2018-05-11 | present |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 9 — Asset management | 2018-05-11 | present |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-11 | 2020-04-02 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-11 | 2020-04-02 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-11 | 2020-04-02 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2018-04-17 | 2018-05-06 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 4 — Advising on securities | 2018-04-17 | 2018-05-06 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 9 — Asset management | 2018-04-17 | 2018-05-06 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-18 | 2018-04-17 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-18 | 2018-04-17 |
| Amundi Asset Management | Rep | Type 4 — Advising on securities | 2007-06-18 | 2008-01-01 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2007-06-18 | 2018-04-17 |
| Amundi Asset Management | Rep | Type 9 — Asset management | 2007-06-18 | 2008-01-01 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-02 | 2007-05-26 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2006-08-02 | 2007-05-26 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-25 | 2007-05-26 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2005-03-29 | 2006-07-15 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-07-15 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-03-10 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 — Advising on securities | present | 2005-03-10 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-03-10 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 6 — Advising on corporate finance | present | 2005-03-01 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2005-03-10 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 9 — Asset management | present | 2005-03-10 |