Edwin Kin Bong Chan
陳建邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edwin Kin Bong Chan (陳建邦), a licensed Responsible Officer with CE reference ANP708. Currently licensed at 1 firm(s): iCapital Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| iCapital Hong Kong Limited | RO | Type 1 — Dealing in securities | 2023-08-18 | present |
| iCapital Hong Kong Limited | RO | Type 4 — Advising on securities | 2023-08-18 | present |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
RO | Type 1 — Dealing in securities | 2020-11-04 | 2021-06-11 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
RO | Type 4 — Advising on securities | 2020-11-04 | 2021-06-11 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-17 | 2020-11-04 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-17 | 2020-11-04 |
| Probitas Hong Kong Limited 卓信融資顧問有限公司 |
RO | Type 1 — Dealing in securities | 2009-06-05 | 2020-06-04 |
| Probitas Hong Kong Limited 卓信融資顧問有限公司 |
RO | Type 4 — Advising on securities | 2009-06-05 | 2020-06-04 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-28 | 2009-01-01 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2006-06-28 | 2009-01-01 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 9 — Asset management | 2006-06-28 | 2009-01-01 |