CNI Securities Group Limited

中國北方證券集團有限公司

CE No. ATM582 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CNI Securities Group Limited (中國北方證券集團有限公司), a Hong Kong-based licensed corporation with CE reference ATM582. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 2 — Dealing in futures contracts; 4 — Advising on securities. Current licensed staff on file: 13 (total recorded over time: 109). Earliest licence on file: 2009-12-15.

More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →

Registered address

Unit A 26/F, Times Media Centre, 133 Wan Chai Road, Wanchai

Licence history

Activity	From	To
Type 1 — Dealing in securities	2009-12-15	present
Type 2 — Dealing in futures contracts	2011-06-28	present
Type 4 — Advising on securities	2014-05-13	present

Licensed staff (all-time) (109)
Active on date

1 Dealing in securities 2 Dealing in futures contracts 4 Advising on securities

RO only

Name	Activities	First licensed	To
Quan Bao 包全	RO 1, 2, 4 Rep 1	2010-05	Present
Chun Kin Chan 陳振健	RO 1 Rep 1	2022-11	2023-02
Edwin Kin Bong Chan 陳建邦	RO 1, 4 Rep 1, 4	2020-06	2021-06
Samiel Chung Yin Chau 周中彥	RO 1, 2, 4 Rep 1, 2	2021-06	Present
Wai Kit (SFC:AES388) Cheung 張偉傑	RO 1 Rep 1	2009-12	2011-07
Kam Chuen Keung 姜錦全	RO 1	2010-09	2011-04
Henry Yuk Ho Kwong 鄺鋈豪	RO 4	2014-05	2018-06
Chor Yam Law 羅楚欽	RO 1	2009-12	2010-09
Spencer Wing Fai Law 羅榮輝	RO 1	2011-03	2011-07
Ting Huen Ngai 魏庭萱	RO 1, 2, 4	2011-03	2020-09
Shu Wan Pang 彭樹穩	RO 1	2010-09	2016-10
Bernard Shui Sang Yu 余瑞生	RO 1, 2, 4	2022-05	Present
Miao Zhang 張淼	RO 1, 2, 4 Rep 1, 4	2021-01	2021-08
Andrew Wai Cheong Chan 陳偉昌	Rep 1	2011-04	2011-07
Ascar Hung Ting Chan 陳虹廷	Rep 1	2010-05	2013-08
Fan Yi Chan 陳勛宜	Rep 1	2015-02	2016-01
Ka Jin Raymond Chan 陳嘉彥	Rep 1	2020-03	2021-04
Ka Kui Chan 陳嘉駒	Rep 1	2013-08	2017-07
Lui Chan 陳磊	Rep 1, 2	2010-12	2013-03
Pak Hung Chan 陳銆鴻	Rep 1	2011-11	2012-07
Tik Chan 陳滌	Rep 1	2013-04	2020-09
Tsz Hin Chan 陳梓軒	Rep 1	2021-08	2021-12
Wai Ping Chan 陳慧萍	Rep 1	2010-08	2014-02
Wing Bun Chan 陳榮斌	Rep 1, 4	2016-10	2018-04
Chen (SFC:BUG463) Chen 陳晨	Rep 1	2023-12	Present
Hua (SFC:BSS076) Chen 陳華	Rep 1, 2, 4	2023-04	2025-04
Angela On Ki Cheung 張安琪	Rep 1, 4	2019-07	2020-06
Vincent Chin 錢榮澤	Rep 1, 4	2023-12	2025-10
Hugo Ching Hoi Chow 周靖凱	Rep 1, 2	2017-09	2018-05
Sik Hong Chow 周鍚康	Rep 1	2017-06	2020-02
Simon Chi Wing Chow 鄒至榮	Rep 1	2012-04	2014-10
Kar Son Chu 朱嘉迅	Rep 1, 4	2014-05	2016-10
Chi Wai Fan 樊志煒	Rep 1	2010-12	2012-03
Ting Kwan Fong 方鼎鈞	Rep 1	2020-10	2022-12
Robin Jonathan Gibbs Fox	Rep 1, 4	2020-08	Present
Michael Edmund Hammond	Rep 1, 4	2020-11	2022-07
Thomas Wing Hang Hon 韓泳恆	Rep 1	2012-02	2017-02
John Kwan Shun Huang 黃君信	Rep 1	2010-11	2011-08
Yu Min Huang 黃牖民	Rep 1	2013-10	2016-03
Yudong Huang 黃玉棟	Rep 1	2023-11	Present
Yik Hui 許奕	Rep 1	2022-12	Present
Kam Chan Hung 洪金燦	Rep 1	2011-11	2014-10
Xintong Huo 霍薪同	Rep 1	2015-02	2015-10
Siu Kong Koo 顧兆光	Rep 1, 4	2017-09	Present
Ching Lai Kwan 關徵禮	Rep 1	2017-02	2017-06
Joseph Chun Man Kwok 郭浚民	Rep 1	2012-08	2013-03
Man Wah Lai 黎敏華	Rep 1	2013-03	2013-07
Wai Kwong Lai 黎偉光	Rep 1	2022-07	2025-08
Ching Yin Lam 林靜賢	Rep 1	2010-01	2010-08
Hoi Sing Lam 林海升	Rep 1	2010-08	2016-04
Kit Wai Lam 林杰煒	Rep 1	2010-04	2011-12
Mei Lin (SFC:BXP673) Lam 林美蓮	Rep 1	2026-04	Present
Ngai Ming Lam 林藝明	Rep 1	2011-08	2012-10
Yee Kit Lam 林以傑	Rep 1, 2	2011-11	2012-03
Diana Siu Lan Lau 劉小蘭	Rep 1, 2	2010-11	2011-12
Ho Yin Lau 劉浩賢	Rep 1, 2	2012-03	2014-01
Ho Kwan Lee 李可君	Rep 1	2012-01	2016-05
Sin Man Lee 李善文	Rep 1, 2	2021-04	2026-04
Siu Ming (SFC:AXI272) Lee 李兆明	Rep 1	2012-05	2014-04
Wing Chiu Leung 梁永超	Rep 1	2011-05	2011-09
Yuk Yip Leung 梁玉葉	Rep 1	2011-09	2013-03
Feiyong Li 李飛勇	Rep 1	2011-02	2019-05
Him Tai Li 李謙泰	Rep 1	2020-02	2021-05
Ho Fung Li 李可鋒	Rep 1, 4	2012-07	2018-07
Ke (SFC:BGM281) Li 李珂	Rep 1	2015-12	2017-05
Kam Kong Lo 盧淦江	Rep 1	2010-12	2013-08
Yiu Chun Lo 羅耀俊	Rep 1	2012-01	2014-09
Kwok Chau Ma 馬國疇	Rep 1, 2	2022-07	2022-10
Qipeng Ma 馬起鵬	Rep 1, 4	2014-03	2015-04
Jiaming Mai 麥家銘	Rep 1	2017-04	2019-04
Chun Wai (SFC:AXS068) Mo 巫俊懷	Rep 1, 2	2011-07	2011-10
Chun Ho Ng 吳俊豪	Rep 1	2014-09	2018-01
Stephen Siu Chun Ng 吳肇駿	Rep 1	2011-11	2014-10
Lee Sa Or 柯莉莎	Rep 1	2020-05	Present
Miner Pan 潘敏兒	Rep 1	2015-02	2016-07
Marvin Wai Yuen Pang 彭偉源	Rep 1	2025-02	Present
Ming Wai Seto 司徒明慧	Rep 1	2011-05	2011-07
Wei (SFC:BFP534) Shi 施維	Rep 1	2015-06	2016-08
Ho Yi Suen 孫可兒	Rep 1, 4	2013-06	2015-12
Ping Yee Tam 譚秉義	Rep 1	2022-12	Present
Chun Wing Tse 謝雋永	Rep 1, 2	2012-01	2015-07
Siu Hung (SFC:BOM816) Tse 謝兆鴻	Rep 1	2019-07	2020-02
Tetsuji Wakao 若生哲史	Rep 1	2010-01	2010-06
Yan (SFC:AWM002) Wang 王妍	Rep 1	2010-12	2011-03
Zhiqiang Wei 魏志強	Rep 4	2018-06	2020-07
Audrey Hoi Yan Wong 黃凱欣	Rep 1, 2	2013-12	2014-05
Ching Yi (SFC:AWV326) Wong 黃靜怡	Rep 1	2013-03	2013-04
Eddie Yuen Sut Wong 汪炫戌	Rep 1	2012-03	2012-03
Hobart Wong 黃仲豪	Rep 1	2012-05	2017-02
Ka Chun (SFC:AWF569) Wong 黃嘉俊	Rep 1, 4	2010-11	2016-07
Ka Kit (SFC:AXI232) Wong 黃嘉傑	Rep 1	2011-06	2011-09
Kingsley Man Kin Wong 黃民堅	Rep 1	2011-06	2011-07
Lung Chun Wong 黃龍俊	Rep 1, 4	2019-04	2021-05
Patricia Pui Gee Wong 黃佩芝	Rep 1	2013-03	2017-01
Tin Kit Wong 黃天傑	Rep 1	2013-07	2017-03
Wai Ming Wong 黃偉明	Rep 1	2020-06	2022-04
Wan Chun Wong 黃尹俊	Rep 1	2011-03	2011-09
Yeung (SFC:BBF244) Wong 黃楊	Rep 1, 2	2013-05	2013-07
Yiu Ming (SFC:AXI233) Wong 王耀明	Rep 1	2011-06	2011-07
Ka On Woo 胡家安	Rep 1	2012-10	2015-11