Ascar Hung Ting Chan
陳虹廷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ascar Hung Ting Chan (陳虹廷), a licensed Responsible Officer with CE reference AVC082. Currently licensed at 1 firm(s): China Railway & Aviation Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 17.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Railway & Aviation Securities Limited 中國鐵航證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-12-04 | present |
| China Railway & Aviation Securities Limited 中國鐵航證券有限公司 |
RO | Type 4 — Advising on securities | 2023-12-04 | present |
| China Railway & Aviation Securities Limited 中國鐵航證券有限公司 |
RO | Type 9 — Asset management | 2023-12-04 | present |
| A-JEX International Asset Management Limited 愛建國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2022-03-03 | 2022-11-19 |
| A-JEX International Asset Management Limited 愛建國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-03-03 | 2022-11-19 |
| A-JEX International Asset Management Limited 愛建國際資產管理有限公司 |
RO | Type 9 — Asset management | 2022-03-03 | 2022-11-19 |
| Guochuang Securities Financial Holding Group Co., Limited 國創證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-10-30 | 2021-11-14 |
| Tianda Asset Management Limited 天大資產管理有限公司 |
RO | Type 9 — Asset management | 2019-06-24 | 2019-09-27 |
| Tianda Securities Limited 天大証券有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-15 | 2019-09-25 |
| Tianda Asset Management Limited 天大資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-03-29 | 2019-06-24 |
| Tianda Securities Limited 天大証券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-14 | 2019-01-15 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-12 | 2017-11-16 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-04-12 | 2017-11-16 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-17 | 2014-05-16 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-12 | 2013-08-19 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-19 | 2013-02-08 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-14 | 2012-10-10 |