China Railway & Aviation Securities Limited

中國鐵航證券有限公司

CE No. BNG018 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for China Railway & Aviation Securities Limited (中國鐵航證券有限公司), a Hong Kong-based licensed corporation with CE reference BNG018. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 2 (total recorded over time: 7). Earliest licence on file: 2019-01-29.

More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →

Registered address

Room 2605, Convention Plaza Office Tower, 1 Harbour Road, Wan Chai

Licence history

Activity	From	To
Type 1 — Dealing in securities	2019-01-29	present
Type 4 — Advising on securities	2019-01-29	present
Type 9 — Asset management	2019-01-29	present

Licensed staff (all-time) (7)
Active on date

1 Dealing in securities 4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Ascar Hung Ting Chan 陳虹廷	RO 1, 4, 9	2023-12	Present
Shengsui Hu 胡盛穗	RO 1, 4, 9	2019-01	2019-09
Yilin Lu 呂禕麟	RO 1, 4, 9 Rep 1, 4, 9	2020-02	2023-03
Dennis Kar Wong Lui 呂家煌	RO 1, 4, 9	2019-01	2020-02
Ka Kit Tsang 曾嘉傑	RO 1, 4, 9 Rep 1, 4, 9	2023-02	Present
Nathan Wang 王焱武	RO 1, 4, 9 Rep 1, 4, 9	2019-08	2023-11
Jianan Shi 史佳楠	Rep 1, 4, 9	2020-05	2022-03