Ka Kit Tsang
曾嘉傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Kit Tsang (曾嘉傑), a licensed Responsible Officer with CE reference AXD389. Currently licensed at 1 firm(s): China Railway & Aviation Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 21.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Railway & Aviation Securities Limited 中國鐵航證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-02-08 | present |
| China Railway & Aviation Securities Limited 中國鐵航證券有限公司 |
RO | Type 4 — Advising on securities | 2023-02-08 | present |
| China Railway & Aviation Securities Limited 中國鐵航證券有限公司 |
RO | Type 9 — Asset management | 2023-02-08 | present |
| China Railway & Aviation Securities Limited 中國鐵航證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-02-01 | 2023-02-08 |
| China Railway & Aviation Securities Limited 中國鐵航證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-02-01 | 2023-02-08 |
| China Railway & Aviation Securities Limited 中國鐵航證券有限公司 |
Rep | Type 9 — Asset management | 2023-02-01 | 2023-02-08 |
| Linkways Investment Management Limited 嶺利投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-09-30 | 2023-01-31 |
| Linkways Investment Management Limited 嶺利投資管理有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-09-30 | 2023-01-31 |
| Linkways Investment Management Limited 嶺利投資管理有限公司 |
RO | Type 4 — Advising on securities | 2020-09-30 | 2023-01-31 |
| Linkways Asset Management Limited 嶺利資產管理有限公司 |
RO | Type 9 — Asset management | 2020-09-30 | 2023-01-31 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-01-07 | 2020-04-29 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
RO | Type 9 — Asset management | 2020-01-07 | 2020-04-29 |
| Associated Advisers Limited |
RO | Type 1 — Dealing in securities | 2019-09-23 | 2019-12-31 |
| Associated Advisers Limited |
RO | Type 4 — Advising on securities | 2019-09-23 | 2019-12-31 |
| Associated Advisers Limited |
RO | Type 9 — Asset management | 2019-09-23 | 2019-12-31 |
| Waton Securities International Limited 華通證券國際有限公司 |
RO | Type 1 — Dealing in securities | 2017-03-29 | 2019-09-09 |
| Waton Securities International Limited 華通證券國際有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-23 | 2017-03-29 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-30 | 2017-03-22 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-09-30 | 2017-03-22 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-12 | 2015-09-20 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-04-12 | 2015-09-20 |