Jianan Shi
史佳楠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jianan Shi (史佳楠), a licensed Responsible Officer with CE reference ATH351. Currently licensed at 1 firm(s): Houde Changhe Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Houde Changhe Asset Management Limited 厚德長河資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-09-05 | present |
| Houde Changhe Asset Management Limited 厚德長河資產管理有限公司 |
RO | Type 9 — Asset management | 2025-09-05 | present |
| Zeta Capital (H.K.) Limited 思達資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2023-07-26 | 2024-10-25 |
| Zeta Capital (H.K.) Limited 思達資本(香港)有限公司 |
RO | Type 9 — Asset management | 2023-07-26 | 2024-10-25 |
| ZJKF Securities Investment (Hong Kong) Limited 張金證券投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2022-05-05 | 2023-05-17 |
| ZJKF Securities Investment (Hong Kong) Limited 張金證券投資(香港)有限公司 |
RO | Type 9 — Asset management | 2022-04-19 | 2023-05-17 |
| ZJKF Securities Investment (Hong Kong) Limited 張金證券投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-15 | 2022-05-05 |
| ZJKF Securities Investment (Hong Kong) Limited 張金證券投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-03-15 | 2022-04-19 |
| China Railway & Aviation Securities Limited 中國鐵航證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-18 | 2022-03-01 |
| China Railway & Aviation Securities Limited 中國鐵航證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-05-14 | 2022-03-01 |
| China Railway & Aviation Securities Limited 中國鐵航證券有限公司 |
Rep | Type 9 — Asset management | 2020-05-14 | 2022-03-01 |
| Hermitage Capital HK Limited 和暄資本香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-22 | 2020-03-06 |
| Hermitage Capital HK Limited 和暄資本香港有限公司 |
Rep | Type 9 — Asset management | 2019-08-22 | 2020-03-06 |
| Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-27 | 2014-02-11 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-06-29 | 2010-01-26 |