Hermitage Capital HK Limited

和暄資本香港有限公司
CE No. BLM104 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hermitage Capital HK Limited (和暄資本香港有限公司), a Hong Kong-based licensed corporation with CE reference BLM104. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 6 (total recorded over time: 13). Earliest licence on file: 2018-03-28.

Registered address

Unit 2201, Gloucester Tower, The Landmark, 15 Queen's Road Central, Central

Licence history

ActivityFromTo
Type 4 — Advising on securities 2018-03-28 present
Type 9 — Asset management 2018-03-28 present

Licensed staff (all-time) (13)
Active on date

Name Activities First licensed To
Wai Yin Chan 陳偉賢 RO 4, 9 2018-03 2020-05
Hsun Chang 張珣 RO 4, 9 Rep 4, 9 2021-12 Present
Ronghua (SFC:BBD166) Chen 陳蓉華 RO 4, 9 2018-03 2021-01
Hin Wing Wong 黃顯榮 RO 4, 9 Rep 4, 9 2020-03 Present
Kin Chuen (SFC:BKA550) Wong 王健全 RO 4 Rep 4, 9 2021-01 2023-11
Wenquan Wu 吳文全 RO 4, 9 2019-06 2019-10
Yuqiu Xiang 項與秋 RO 4, 9 Rep 4, 9 2018-12 Present
Menghan Zhang 張夢涵 RO 4, 9 Rep 4, 9 2021-12 Present
Chun Kit Chu 朱俊杰 Rep 4, 9 2023-09 Present
Haotian Gao 高昊天 Rep 4, 9 2026-04 Present
Jianan Shi 史佳楠 Rep 4, 9 2019-08 2020-03
Yan (SFC:BNO557) Zhang 張硏 Rep 4, 9 2020-11 2021-07
Dan Zheng 鄭丹 Rep 4, 9 2019-08 2021-12
Showing 1–13 of 13

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 · 434 staff · 2 shared activity types · 光大證券投資服務(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 · 408 staff · 2 shared activity types · 宏利投資管理(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 · 394 staff · 2 shared activity types · 招商證券(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 · 325 staff · 2 shared activity types · 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 · 269 staff · 2 shared activity types · 瑞穗證券亞洲有限公司

Related