Wai Yin Chan
陳偉賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yin Chan (陳偉賢), a licensed Responsible Officer with CE reference AMS298. Currently licensed at 1 firm(s): Long Key Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Long Key Capital Limited |
RO | Type 4 — Advising on securities | 2025-10-31 | present |
| Long Key Capital Limited |
RO | Type 9 — Asset management | 2025-10-31 | present |
| Grand Ocean Global Asset Management Limited 盈海資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-05-31 | 2025-06-30 |
| Grand Ocean Global Asset Management Limited 盈海資產管理有限公司 |
RO | Type 9 — Asset management | 2024-05-31 | 2025-06-30 |
| Fortune Ocean Asset Management Limited 富海資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-10-30 | 2024-05-09 |
| Fortune Ocean Asset Management Limited 富海資產管理有限公司 |
RO | Type 9 — Asset management | 2020-10-30 | 2024-05-09 |
| Fortune Ocean Asset Management Limited 富海資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-08-31 | 2020-10-30 |
| Fortune Ocean Asset Management Limited 富海資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-08-31 | 2020-10-30 |
| Hermitage Capital HK Limited 和暄資本香港有限公司 |
RO | Type 4 — Advising on securities | 2018-03-28 | 2020-05-29 |
| Hermitage Capital HK Limited 和暄資本香港有限公司 |
RO | Type 9 — Asset management | 2018-03-28 | 2020-05-29 |
| L&R Capital Limited 析理資本有限公司 |
RO | Type 4 — Advising on securities | 2017-04-19 | 2018-02-22 |
| L&R Capital Limited 析理資本有限公司 |
RO | Type 9 — Asset management | 2017-04-19 | 2018-02-22 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-14 | 2017-04-06 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-03-14 | 2017-04-06 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-03-14 | 2017-04-06 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2013-03-14 | 2017-04-06 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-02 | 2012-12-31 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-06-02 | 2012-12-31 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2008-06-02 | 2012-12-31 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-11-21 | 2007-08-17 |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-11-21 | 2007-08-17 |