Nathan Wang
王焱武
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nathan Wang (王焱武), a licensed Responsible Officer with CE reference ADJ636. Currently licensed at 1 firm(s): KR Securities (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 26.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KR Securities (Hong Kong) Limited 嘉瑞證券（香港）有限公司 |
RO | Type 4 — Advising on securities | 2025-12-18 | present |
| KR Securities (Hong Kong) Limited 嘉瑞證券（香港）有限公司 |
RO | Type 9 — Asset management | 2025-12-18 | present |
| Everpine Asset Management Limited |
RO | Type 4 — Advising on securities | 2023-12-04 | 2025-11-25 |
| Everpine Asset Management Limited |
RO | Type 9 — Asset management | 2023-12-04 | 2025-11-25 |
| China Railway & Aviation Securities Limited 中國鐵航證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-09-03 | 2023-11-30 |
| China Railway & Aviation Securities Limited 中國鐵航證券有限公司 |
RO | Type 4 — Advising on securities | 2019-09-03 | 2023-11-30 |
| China Railway & Aviation Securities Limited 中國鐵航證券有限公司 |
RO | Type 9 — Asset management | 2019-09-03 | 2023-11-30 |
| China Railway & Aviation Securities Limited 中國鐵航證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-20 | 2019-09-03 |
| China Railway & Aviation Securities Limited 中國鐵航證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-20 | 2019-09-03 |
| China Railway & Aviation Securities Limited 中國鐵航證券有限公司 |
Rep | Type 9 — Asset management | 2019-08-20 | 2019-09-03 |
| Rising Glory Finance Limited 榮旭金融有限公司 |
RO | Type 4 — Advising on securities | 2018-11-30 | 2019-08-15 |
| Rising Glory Finance Limited 榮旭金融有限公司 |
RO | Type 9 — Asset management | 2017-06-27 | 2019-08-15 |
| Cachet Asset Management Limited 臻卓資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2015-01-13 | 2017-06-15 |
| Cachet Asset Management Limited 臻卓資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-01-13 | 2017-06-15 |
| Cachet Asset Management Limited 臻卓資產管理有限公司 |
RO | Type 9 — Asset management | 2015-01-13 | 2017-06-15 |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-14 | 2015-01-09 |
| Vision Finance International Company Limited 睿智金融國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-03-17 | 2011-10-14 |
| Ivory Capital Private Limited |
Rep | Type 4 — Advising on securities | 2009-05-13 | 2010-02-26 |
| Ivory Capital Private Limited |
Rep | Type 6 — Advising on corporate finance | 2009-05-13 | 2010-02-26 |
| Ivory Capital Private Limited |
Rep | Type 1 — Dealing in securities | 2009-04-20 | 2009-06-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2009-03-23 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | present | 2009-03-23 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2009-03-23 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | present | 2009-03-23 |