Ka Kui Chan
陳嘉駒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Kui Chan (陳嘉駒), a licensed former licensee with CE reference BBR128. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CWB Hong Kong Limited |
Rep | Type 9 — Asset management | 2022-03-29 | 2022-08-30 |
| CWB Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2021-07-22 | 2022-08-30 |
| CWB Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2021-07-22 | 2022-08-30 |
| North Beta International Securities Limited 北拓國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-10-12 | 2021-05-17 |
| North Beta International Securities Limited 北拓國際證券有限公司 |
RO | Type 4 — Advising on securities | 2020-10-12 | 2021-05-17 |
| North Beta International Securities Limited 北拓國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-25 | 2020-10-12 |
| North Beta International Securities Limited 北拓國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-05 | 2020-10-12 |
| Arta Global Futures Limited 裕承環球期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-12-13 | 2019-05-31 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-17 | 2019-05-31 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-06 | 2017-07-07 |