North Beta International Securities Limited
北拓國際證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for North Beta International Securities Limited (北拓國際證券有限公司), a Hong Kong-based licensed corporation with CE reference ARR717. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 3 (total recorded over time: 68). Earliest licence on file: 2009-07-17.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Registered address
Unit 926-927, Level 9, 1 Harbour View Street, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2009-07-17 | present |
| Type 4 — Advising on securities | 2015-11-06 | present |
| Type 9 — Asset management | 2023-11-22 | present |
Licensed staff (all-time) (68)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Ka Kui Chan 陳嘉駒 | RO 1, 4 Rep 1, 4 | 2019-07 | 2021-05 |
| Shaodong Huang 黃少東 | RO 1, 4, 9 Rep 1, 4 | 2020-03 | Present |
| Kin Man Law 羅健民 | RO 1, 4 Rep 1, 4 | 2012-08 | 2020-10 |
| Matthias Chun Hei Leung 梁俊希 | RO 1, 4 Rep 9 | 2021-06 | 2025-07 |
| Jiahui (SFC:BTT053) Li 李嘉慧 | RO 9 | 2023-11 | Present |
| Yiwei (SFC:BDR780) Li 李一維 | RO 1, 4 | 2025-07 | Present |
| Alex Ka Bo Mak 麥家寶 | RO 1, 4 | 2009-11 | 2018-10 |
| Ka Fat Mak 麥家發 | RO 1, 4 | 2009-07 | 2017-03 |
| William Chi Kwong Tam 譚志光 | RO 1 Rep 1 | 2010-11 | 2011-10 |
| Wah Wai Tang 鄧華威 | RO 1 | 2009-07 | 2013-10 |
| Joey Pui Yan Wong 黃佩恩 | RO 1, 4 Rep 1 | 2012-03 | 2020-07 |
| Ho Lun (SFC:ATS067) Au 區浩麟 | Rep 1 | 2009-10 | 2011-11 |
| Kwun Fai Au 歐冠輝 | Rep 1 | 2013-07 | 2013-10 |
| Ka Yuen Chan 陳嘉炫 | Rep 1, 4 | 2014-10 | 2017-07 |
| Kaai Tat Chan 陳玠達 | Rep 1, 4 | 2017-10 | 2018-04 |
| Shuk Ying Chan 陳淑盈 | Rep 1, 4 | 2016-01 | 2019-04 |
| Wai Chi (SFC:AHF464) Chan 陳慧芝 | Rep 1 | 2009-08 | 2013-11 |
| Ren Cheng 程任 | Rep 1 | 2012-07 | 2014-08 |
| Eddie Hoi Tik Cheung 張凱迪 | Rep 1 | 2009-07 | 2009-07 |
| Jeff Wing Wah Cheung 張永華 | Rep 1 | 2009-07 | 2009-11 |
| Shi Yuen Chiang 蔣士元 | Rep 1, 4 | 2009-10 | 2016-06 |
| Po Chu Chou 周寶珠 | Rep 1 | 2009-07 | 2009-12 |
| Ching Man Chu 朱靜文 | Rep 1 | 2009-07 | 2013-09 |
| Weizhou Han 韓衛洲 | Rep 1, 4 | 2022-08 | 2023-08 |
| Felix Tsz Kam Ho 何子鑫 | Rep 1 | 2012-06 | 2013-10 |
| Pak Hei Ho 何栢熙 | Rep 1, 4 | 2017-07 | 2018-09 |
| Wan Man (SFC:AXC912) Hon 韓韻文 | Rep 1, 4 | 2018-03 | 2018-04 |
| Chun-Chieh Huang 黃俊傑 | Rep 1 | 2012-06 | 2013-01 |
| Jack Cheuk Wai Hui 許卓為 | Rep 1, 4 | 2009-09 | 2016-03 |
| Yuk Yee Kwan 關玉儀 | Rep 1 | 2010-05 | 2015-05 |
| Chun Kit Lai 黎俊傑 | Rep 1, 4 | 2018-02 | 2018-06 |
| Chun Fai Lam 林振輝 | Rep 1 | 2009-10 | 2010-04 |
| Koon Hung Lam 林冠雄 | Rep 1, 4 | 2014-11 | 2018-06 |
| Kwun Chau Lam 林冠洲 | Rep 1 | 2017-07 | 2017-11 |
| Tsz Wing Lam 林子榮 | Rep 1, 4 | 2009-07 | 2016-09 |
| Chi Shing Lau 劉智誠 | Rep 1 | 2012-10 | 2013-06 |
| Yin Ting (SFC:BCO767) Lau 劉彥廷 | Rep 1 | 2014-01 | 2014-10 |
| Axel Syng Lee 李陞 | Rep 1 | 2010-03 | 2011-12 |
| Johanne Joanshien Lee 李中興 | Rep 1 | 2009-07 | 2013-01 |
| Yi Ching (SFC:AYK784) Lee 李懿政 | Rep 1 | 2011-12 | 2012-08 |
| Ka Ying Li 李家盈 | Rep 1 | 2009-07 | 2012-03 |
| Ming Keung Li 李明強 | Rep 1 | 2011-03 | 2012-04 |
| Ruizhi Liang 梁睿智 | Rep 1, 4 | 2016-08 | 2018-06 |
| Ka Yee Diana Erica Lo 羅嘉怡 | Rep 1 | 2010-04 | 2012-01 |
| Paul Chung Kei Ng 吳松基 | Rep 1 | 2010-11 | 2011-11 |
| Wing Lun Ng 吳穎麟 | Rep 1, 4 | 2012-01 | 2019-03 |
| Juan Ni 倪娟 | Rep 1 | 2012-07 | 2013-03 |
| Dora Kit Man Pang 彭杰雯 | Rep 1 | 2009-07 | 2013-09 |
| Cindia Sze Ying Shea 佘思瑩 | Rep 1 | 2015-10 | 2016-12 |
| Chun Man Siu 蕭俊文 | Rep 1 | 2010-12 | 2015-02 |
| Ho Yeung Tam 譚浩洋 | Rep 1 | 2009-09 | 2015-06 |
| Kevin Kinwing Tam 譚建榮 | Rep 1 | 2010-09 | 2014-06 |
| Desmond Chun Man Wong 黃俊文 | Rep 1 | 2011-04 | 2012-04 |
| Jeffrey Cheuk Luen Wong 汪卓麟 | Rep 1 | 2010-10 | 2014-08 |
| Michael Man Tao Wong 黃文韜 | Rep 1, 4 | 2014-01 | 2017-02 |
| Wayne Wing Luen Wong 汪穎麟 | Rep 1 | 2009-07 | 2014-09 |
| Yun Sum Wong 黃潤森 | Rep 1 | 2012-08 | 2013-09 |
| Ka Yui Wu 胡嘉銳 | Rep 1, 4 | 2017-07 | 2019-03 |
| Ut Man Wu 胡月雯 | Rep 1 | 2010-04 | 2010-10 |
| Nathan Ho Pan Yam 任浩斌 | Rep 1 | 2011-12 | 2012-05 |
| Wing Shan Yam 任詠珊 | Rep 1 | 2010-05 | 2012-04 |
| Chi Hong Yeung 楊智匡 | Rep 1, 4 | 2017-02 | 2017-11 |
| Kin Ning Yeung 楊健寧 | Rep 1 | 2014-01 | 2015-02 |
| Chi Ho Yim 嚴志豪 | Rep 1 | 2009-08 | 2013-10 |
| Fan (SFC:BRY610) Yu 于帆 | Rep 1, 4, 9 | 2024-08 | 2025-06 |
| Hon Kwong Chris Yu 余漢光 | Rep 1 | 2011-07 | 2012-01 |
| Kin Wai Yue 余健維 | Rep 1 | 2010-07 | 2010-12 |
| Ge (SFC:AUZ021) Zhu 朱舸 | Rep 1 | 2014-10 | 2014-10 |
Showing 1–68 of 68
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 3 shared activity types · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 3 shared activity types · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 3 shared activity types · 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 3 shared activity types · 光大證券投資服務(香港)有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 · 408 staff · 3 shared activity types · 宏利投資管理(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 · 394 staff · 3 shared activity types · 招商證券(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 · 325 staff · 3 shared activity types · 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 · 269 staff · 3 shared activity types · 瑞穗證券亞洲有限公司