Johanne Joanshien Lee
李中興
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johanne Joanshien Lee (李中興), a licensed Responsible Officer with CE reference AOI966. Currently licensed at 1 firm(s): Honghu Capital Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Honghu Capital Management Limited |
RO | Type 9 — Asset management | 2023-03-23 | present |
| Honghu Capital Management Limited |
Rep | Type 9 — Asset management | 2023-02-13 | 2023-03-23 |
| Sinostar Asset Management Limited 華星資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-02-09 | 2023-01-04 |
| Sinostar Asset Management Limited 華星資產管理有限公司 |
RO | Type 9 — Asset management | 2022-02-09 | 2023-01-04 |
| Aspenwood Capital Limited 嘉桓資本有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-05 | 2021-05-07 |
| Aspenwood Capital Limited 嘉桓資本有限公司 |
Rep | Type 9 — Asset management | 2020-11-05 | 2021-05-07 |
| West Bull Securities Limited 西牛證券有限公司 |
RO | Type 4 — Advising on securities | 2020-07-06 | 2020-10-23 |
| West Bull Securities Limited 西牛證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-05-22 | 2020-10-23 |
| West Bull Securities Limited 西牛證券有限公司 |
RO | Type 9 — Asset management | 2018-07-26 | 2020-10-23 |
| RSI Asset Management Limited 暐日資產管理有限公司 |
RO | Type 9 — Asset management | 2018-05-04 | 2018-12-17 |
| West Bull Securities Limited 西牛證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-30 | 2019-05-22 |
| RSI Asset Management Limited 暐日資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-08-11 | 2018-05-04 |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-04-13 | 2016-12-06 |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-10 | 2016-12-06 |
| North Beta International Securities Limited 北拓國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-23 | 2013-01-01 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-02 | 2009-04-01 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-01-02 | 2009-04-01 |