Kwun Fai Au
歐冠輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwun Fai Au (歐冠輝), a licensed former licensee with CE reference BBQ050. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-15 | 2017-01-09 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | 2014-03-24 | 2014-10-15 |
| North Beta International Securities Limited 北拓國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-19 | 2013-10-22 |