Lion Global Financial Limited
獅瀚環球金融有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lion Global Financial Limited (獅瀚環球金融有限公司), a Hong Kong-based licensed corporation with CE reference AEO169. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 5 (total recorded over time: 350). Earliest licence on file: 2008-10-10.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Registered address
Flat 3505 & 3506, 35/F, Tower 2 Lippo Centre, 88 Queensway, Admiralty
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2008-10-10 | present |
| Type 4 — Advising on securities | present | present |
| Type 9 — Asset management | present | present |
Licensed staff (all-time) (350)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kit Tak Chan 陳傑德 | RO 1, 4, 9 Rep 1, 4, 9 | 2018-08 | Present |
| Mou Fung Chan 陳茂峰 | RO 1, 4, 9 | Pre-2003 | 2019-12 |
| Wing Fung Raymond Savio Chan 陳頴峯 | RO 1, 4, 9 | 2022-07 | 2024-06 |
| Ching Hoi Cheng 鄭正海 | RO 4 | 2011-10 | 2012-08 |
| Katherine Ka Yee Cheung 張嘉儀 | RO 1, 4 Rep 1, 4, 9 | 2011-03 | 2016-01 |
| Tony Man Wai Chow 周文威 | RO 1, 4 Rep 1, 4, 9 | Pre-2003 | 2010-12 |
| Chengzhi Du 杜成志 | RO 1, 4, 9 Rep 1, 4, 9 | 2024-11 | 2025-06 |
| Anders Tobias Henriksson | RO 1, 9 Rep 1, 4, 9 | 2007-05 | 2015-11 |
| Kok Chi Ho 何覺智 | RO 1 | 2014-04 | 2015-03 |
| Pak Kwan Ip 葉柏坤 | RO 1 Rep 1, 9 | 2013-10 | 2017-06 |
| Siu Fai Kan 簡紹輝 | RO 9 Rep 1, 4, 9 | Pre-2003 | 2015-04 |
| James Jung-Beck Kim | RO 9 Rep 1, 4, 9 | 2013-08 | 2018-04 |
| Kisson Tak Fu Lau 劉德富 | RO 1, 4, 9 | Pre-2003 | 2015-05 |
| Koon Shing Lee 李觀勝 | RO 1, 4, 9 | Pre-2003 | 2019-12 |
| Yuen Shan Liu 廖婉珊 | RO 1 Rep 1, 4, 9 | 2005-12 | 2014-04 |
| John Chi Hoi Lui 雷志海 | RO 1, 4, 9 Rep 4, 9 | 2004-07 | 2011-04 |
| Edward Kwan-Mang Ng | RO 4, 9 | 2007-03 | 2009-06 |
| Frederick Chee Hung Ng 吳棋鴻 | RO 1, 4, 9 Rep 1, 4, 9 | 2018-11 | 2022-06 |
| Wai Yip Ng 伍偉業 | RO 4 Rep 4, 9 | 2007-11 | 2008-11 |
| Connie Hong Yee Sin 冼康怡 | RO 9 Rep 1, 4, 9 | 2010-08 | 2016-02 |
| Wai Hung Sin 冼偉鴻 | RO 1, 4, 9 Rep 1, 4, 9 | 2006-03 | 2013-03 |
| Kin Fai Andrew To 屠健輝 | RO 1, 4, 9 Rep 1, 4, 9 | 2018-06 | 2021-10 |
| Peter Woo 吳培魏 | RO 9 Rep 1, 4, 9 | 2012-01 | 2013-04 |
| Wai Yuen Yeung 楊偉炫 | RO 1 Rep 1, 9 | 2013-08 | 2015-03 |
| Ping Tong Yu 余炳棠 | RO 4, 9 Rep 4, 9 | 2006-09 | 2008-04 |
| Haigen Zhou 周海根 | RO 1, 4, 9 | 2024-06 | Present |
| Kwun Fai Au 歐冠輝 | Rep 9 | 2014-03 | 2014-10 |
| Mei Chun Au 區美珍 | Rep 4 | 2007-01 | 2009-12 |
| Wing Leung Au 區永良 | Rep 4 | 2003-07 | 2003-11 |
| Shuk Kwan Au Yeung 歐陽淑君 | Rep 1, 4 | 2018-08 | 2019-01 |
| Ruiting Chai 柴蕊婷 | Rep 1, 4, 9 | 2024-07 | 2025-06 |
| Amy Lai Ping Chan 陳麗平 | Rep 4 | 2008-04 | 2008-12 |
| Chi Hei Andrew Chan 陳志熹 | Rep 1, 4, 9 | 2024-10 | 2024-12 |
| Chin Fai Chan 陳展輝 | Rep 1 | 2013-08 | 2015-03 |
| Cho Che Cupid Chan | Rep 1, 4, 9 | 2023-06 | 2024-01 |
| Emily Hip Yin Chan 陳協妍 | Rep 4 | 2005-06 | 2007-04 |
| Hoi Cheung Chan 陳愷章 | Rep 1, 4, 9 | 2019-03 | 2020-06 |
| Hoi Yan (SFC:ALN214) Chan 陳凱茵 | Rep 1, 4 | 2005-10 | 2012-10 |
| Irene Mei Mei Chan 陳美美 | Rep 1, 4, 9 | 2008-07 | 2010-08 |
| Ivan Man Hung Chan 陳文洪 | Rep 1, 4, 9 | 2018-08 | 2018-09 |
| Kin Fai Chan 陳健輝 | Rep 1, 4, 9 | 2008-09 | 2012-05 |
| Kit Wah Chan 陳潔華 | Rep 4 | 2005-05 | 2008-12 |
| Koon Tak Chan 陳貫德 | Rep 1 | 2010-03 | 2010-10 |
| Kwok Lung (SFC:ADF368) Chan 陳國龍 | Rep 4, 9 | 2003-11 | 2005-10 |
| Pik Yee Chan 陳碧儀 | Rep 1, 4, 9 | 2005-01 | 2012-06 |
| Ramand Wai Ming Chan 陳湋銘 | Rep 4 | 2006-09 | 2008-08 |
| Sai Man Chan 陳世文 | Rep 4, 9 | 2011-05 | 2011-11 |
| San San Chan 陳莘莘 | Rep 4 | 2004-09 | 2007-12 |
| Shing Wai Chan 陳成偉 | Rep 1, 4, 9 | 2008-01 | 2009-07 |
| Stanley Man Chiu Chan 陳文超 | Rep 1 | 2012-03 | 2014-03 |
| Suk Yi Chan 陳淑儀 | Rep 1, 4, 9 | 2007-07 | 2010-02 |
| Tsz Ho (SFC:ANM895) Chan 陳子豪 | Rep 9 | 2013-10 | 2014-05 |
| Vivian Lui Chan 陳蕾 | Rep 1 | 2013-11 | 2015-03 |
| Wai Ki (SFC:BFP688) Chan 陳偉基 | Rep 1, 4 | 2024-06 | 2024-07 |
| Yiu Wing Chan 陳耀榮 | Rep 1, 4, 9 | Pre-2003 | 2010-02 |
| Yu (SFC:AOC953) Chan 陳瑜 | Rep 4 | 2006-12 | 2009-01 |
| Kin Kei Chang 鄭建基 | Rep 4, 9 | Pre-2003 | 2005-01 |
| Yun-Chun Chang 張雲鈞 | Rep 4 | 2008-02 | 2009-10 |
| Chi Ho Chau 周志豪 | Rep 4 | 2006-11 | 2007-04 |
| Shirley Kam Shan Chau 周錦珊 | Rep 4 | 2003-11 | 2005-02 |
| Hong (SFC:AXB383) Chen 陳宏 | Rep 1, 4, 9 | 2024-05 | 2024-11 |
| Victor Chen 曾瑞宇 | Rep 4 | 2003-08 | 2004-12 |
| Bonnie Yuk Hing Cheng 鄭玉卿 | Rep 1 | 2012-03 | 2012-06 |
| Chuen Wai Cheng 鄭傳煒 | Rep 1, 9 | 2014-08 | 2016-01 |
| Chung Ching Cheng 鄭松清 | Rep 1, 4, 9 | 2024-07 | 2025-05 |
| Judy Kit Man Cheng 鄭潔雯 | Rep 1, 4 | 2008-06 | 2010-09 |
| Kai Tong Cheong 張啟堂 | Rep 4 | 2004-12 | 2009-01 |
| Kwok Leung Cheong 莊國樑 | Rep 4 | 2008-06 | 2008-12 |
| Cheuk Yiu Cheung 張焯堯 | Rep 4, 9 | 2004-09 | 2008-08 |
| Kam Wai Cheung 張鑑煒 | Rep 1, 4 | 2019-04 | 2020-02 |
| Kin Yip Cheung 張建業 | Rep 1, 4, 9 | 2007-02 | 2009-08 |
| Po Loi Cheung 張寶來 | Rep 4 | 2008-06 | 2008-12 |
| Rose Loong Tai Cheung 張龍娣 | Rep 4 | 2006-09 | 2008-11 |
| Skylar Sze Ying Cheung 張詩瑩 | Rep 1, 9 | 2018-08 | 2018-10 |
| Tsz Kin Cheung 張子健 | Rep 1, 4 | 2024-10 | 2025-06 |
| Wai Chun Cheung 張惠珍 | Rep 1 | 2013-05 | 2015-03 |
| Wai Kit Cheung 張偉傑 | Rep 4 | 2003-11 | 2004-02 |
| Wing Hang Cheung 張永恒 | Rep 1, 4, 9 | 2004-08 | 2009-06 |
| Wing Lam Cheung 張永林 | Rep 4, 9 | 2007-01 | 2008-04 |
| Yiu Ki Cheung 張耀祺 | Rep 1 | 2014-03 | 2014-06 |
| Sing Wing Chik 戚盛榮 | Rep 1, 4 | 2005-05 | 2010-08 |
| Yung Chiu 焦勇 | Rep 4, 9 | 2005-12 | 2008-05 |
| Bin Yan Choi 蔡邊人 | Rep 4 | 2005-11 | 2006-09 |
| Iris Oi Yee Choi 蔡藹怡 | Rep 1 | 2010-09 | 2011-03 |
| Siu Kai Choi 蔡少佳 | Rep 4 | 2008-04 | 2008-06 |
| Ka Kam Chong 莊家鑫 | Rep 1, 4, 9 | 2006-04 | 2009-07 |
| Sung Sang Chong 莊崇生 | Rep 4 | 2004-09 | 2005-09 |
| Hsien-Heng Chou 周咸亨 | Rep 4 | 2006-11 | 2008-11 |
| Cecillia Chui Shan Chow 周翠珊 | Rep 1, 4, 9 | 2005-08 | 2009-11 |
| Ho Wai Chow 周可維 | Rep 1, 9 | 2012-05 | 2017-06 |
| Ki Wai Chow 周其偉 | Rep 1, 4 | 2008-10 | 2009-11 |
| Kin Man Chow 周健文 | Rep 1, 4 | 2008-05 | 2009-03 |
| King Leung Chow 周敬良 | Rep 4 | 2003-10 | 2005-04 |
| Tobee Chui Shan Chow 周翠珊 | Rep 4, 9 | 2003-08 | 2008-12 |
| Sze Wai Choy 蔡思慧 | Rep 1 | 2018-07 | 2018-11 |
| Edward Wing Lok Chu 朱永樂 | Rep 1, 4, 9 | 2005-01 | 2010-09 |
| Tai Wai Chu 朱大衛 | Rep 4 | 2006-10 | 2006-11 |
| Terry Kuo-Chang Chuang | Rep 4, 9 | 2006-09 | 2009-11 |
| Daniel Kai Ho Chung 鍾啟豪 | Rep 4 | 2003-11 | 2004-02 |
| Horton Wing Keung Chung 鍾永強 | Rep 4, 9 | 2008-05 | 2008-10 |
Showing 1–100 of 350
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