Hoi Yan (SFC:ALN214) Chan
陳凱茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Yan (SFC:ALN214) Chan (陳凱茵), a licensed former licensee with CE reference ALN214. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-02 | 2012-10-11 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2005-10-25 | 2011-12-09 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-02 | 2005-10-04 |