Terry Kuo-Chang Chuang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Terry Kuo-Chang Chuang ( ), a licensed former licensee with CE reference ALS543. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-08 | 2010-01-15 |
| Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 |
Rep | Type 4 — Advising on securities | 2009-12-16 | 2010-01-15 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | 2008-11-06 | 2009-11-03 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2006-09-06 | 2009-11-03 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 — Advising on securities | 2006-03-31 | 2006-07-31 |
| Wisdom Wealth Management Limited 竑智理財策劃有限公司 |
Rep | Type 4 — Advising on securities | 2005-03-10 | 2006-03-16 |