Yu (SFC:AOC953) Chan
陳瑜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu (SFC:AOC953) Chan (陳瑜), a licensed former licensee with CE reference AOC953. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Worl-D Asset Management (Hong Kong) Limited 悠誠資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-04-02 | 2017-09-13 |
| Global Investment Advisors Limited 寰宇投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2009-02-20 | 2010-05-05 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2006-12-18 | 2009-01-22 |