Kin Fai Chan
陳健輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Fai Chan (陳健輝), a licensed former licensee with CE reference ARD451. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-25 | 2020-08-17 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-04-25 | 2020-08-17 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | 2011-07-13 | 2012-05-18 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-02 | 2012-05-18 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-02 | 2011-06-27 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-28 | 2008-05-29 |