Chengzhi Du
杜成志
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chengzhi Du (杜成志), a licensed former licensee with CE reference AYT387. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2024-11-27 | 2024-11-27 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2024-11-27 | 2024-11-27 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | 2024-11-27 | 2024-11-27 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 1 — Dealing in securities | 2024-11-27 | 2025-06-02 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 4 — Advising on securities | 2024-11-27 | 2025-06-02 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 9 — Asset management | 2024-11-27 | 2025-06-02 |
| Hong Kong Top Grade Asset Management Company Limited 香港至信資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2022-04-06 | 2023-08-09 |
| Hong Kong Top Grade Asset Management Company Limited 香港至信資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-04-06 | 2023-08-09 |
| Hong Kong Top Grade Asset Management Company Limited 香港至信資產管理有限公司 |
RO | Type 9 — Asset management | 2022-04-06 | 2023-08-09 |