Siu Kai Choi
蔡少佳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Kai Choi (蔡少佳), a licensed former licensee with CE reference ADX583. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HKFAEx Group Limited 香港金融資產交易集團有限公司 |
Rep | Type 9 — Asset management | 2009-01-07 | 2011-03-11 |
| HKFAEx Group Limited 香港金融資產交易集團有限公司 |
Rep | Type 4 — Advising on securities | 2008-11-20 | 2011-03-11 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2008-04-25 | 2008-06-03 |
| Hing Wai Allied Securities Limited 興偉聯合證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-11-01 |
| Hing Wai Allied Securities Limited 興偉聯合證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-19 |
| Hing Wai Allied Securities Limited 興偉聯合證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-19 |
| Hing Wai Allied Securities Limited 興偉聯合證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-19 |