HKFAEx Group Limited

香港金融資產交易集團有限公司

CE No. AOG669 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for HKFAEx Group Limited (香港金融資產交易集團有限公司), a Hong Kong-based licensed corporation with CE reference AOG669. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 3 (total recorded over time: 17). Earliest licence on file: 2007-02-15.

More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →

Registered address

14/F, Richmake Commercial Building, 200 Queen's Road Central, Central

Licence history

Activity	From	To
Type 1 — Dealing in securities	2010-07-13	present
Type 4 — Advising on securities	2007-02-15	present
Type 9 — Asset management	2007-02-15	present

Licensed staff (all-time) (17)
Active on date

1 Dealing in securities 4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Edward Chi Kin Chin 錢志健	RO 4, 9	2007-02	2008-09
Wai Po Tang 鄧慧寶	RO 1, 4, 9	2007-10	Present
Kong Shing Wan 溫鋼城	RO 1, 4, 9 Rep 1, 4, 9	2014-10	2021-01
Mun Wah Wan 尹滿華	RO 1, 4, 9 Rep 4, 9	2007-08	Present
Sai Hung Wong 黃世雄	RO 4, 9	2007-02	2007-09
Siu Kai Choi 蔡少佳	Rep 4, 9	2008-11	2011-03
Yu Fu 付裕	Rep 1, 4, 9	2016-04	Present
Benedict Ka Tat Ku 古家達	Rep 4, 9	2008-02	2008-10
Lap Yan (SFC:AQR634) Lam 林立仁	Rep 4	2008-04	2008-06
King Man Lee 李勁敏	Rep 4, 9	2008-05	2009-02
Shih Wei Lin 林世緯	Rep 4, 9	2008-01	2009-02
Jue Qi 齊覺	Rep 4, 9	2008-04	2010-11
Yun-Chi Shen 申永吉	Rep 1, 4, 9	2008-01	2016-04
Yilin (SFC:AVO480) Wang 王一林	Rep 4, 9	2010-08	2022-01
Joseph Kin Bong Yin 嚴建邦	Rep 1, 4, 9	2010-07	2011-09
Wilson Wai Chi Yuen 阮偉智	Rep 4, 9	2008-09	2008-11
Xuejun Zhu 朱雪軍	Rep 1, 4, 9	2007-11	2015-05