Mun Wah Wan
尹滿華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mun Wah Wan (尹滿華), a licensed Responsible Officer with CE reference ALF372. Currently licensed at 2 firm(s): Realchamp Asset Management Limited, HKFAEx Group Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Realchamp Asset Management Limited 正富資產管理有限公司 |
RO | Type 4 — Advising on securities | 2012-09-04 | present |
| Realchamp Asset Management Limited 正富資產管理有限公司 |
RO | Type 9 — Asset management | 2012-09-04 | present |
| HKFAEx Group Limited 香港金融資產交易集團有限公司 |
RO | Type 1 — Dealing in securities | 2010-07-13 | present |
| HKFAEx Group Limited 香港金融資產交易集團有限公司 |
RO | Type 4 — Advising on securities | 2007-09-03 | present |
| HKFAEx Group Limited 香港金融資產交易集團有限公司 |
RO | Type 9 — Asset management | 2007-09-03 | present |
| HKFAEx Group Limited 香港金融資產交易集團有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-02 | 2007-09-03 |
| HKFAEx Group Limited 香港金融資產交易集團有限公司 |
Rep | Type 9 — Asset management | 2007-08-02 | 2007-09-03 |
| Axis Capital Management Limited 縱橫資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-06 | 2007-07-23 |
| Axis Capital Management Limited 縱橫資產管理有限公司 |
Rep | Type 9 — Asset management | 2007-06-06 | 2007-07-23 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
RO | Type 4 — Advising on securities | 2006-02-06 | 2007-04-30 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
RO | Type 9 — Asset management | 2006-02-06 | 2007-04-30 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-09-16 | 2006-02-06 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 9 — Asset management | 2005-09-16 | 2006-02-06 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-09-03 | 2005-09-05 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
Rep | Type 9 — Asset management | 2004-09-03 | 2005-09-05 |