Galaxy Asset Management (H.K.) Limited

嘉理資產管理有限公司
CE No. AEM844 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Galaxy Asset Management (H.K.) Limited (嘉理資產管理有限公司), a Hong Kong-based licensed corporation with CE reference AEM844. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 3 (total recorded over time: 41).

Registered address

Unit 603 Tower 1 Admiralty Centre, 18 Harcourt Road

Licence history

ActivityFromTo
Type 4 — Advising on securities present present
Type 9 — Asset management present present
Type 5 — Advising on futures contracts present 2024-03-21
Type 6 — Advising on corporate finance present 2005-02-17

Licensed staff (all-time) (41)
Active on date

Name Activities First licensed To
Joe Man Fai Chan 陳文輝 RO 4, 5, 6, 9 Pre-2003 Present
Wai Shuen Cheung 張慧璇 RO 4, 5, 9 Rep 4, 5, 9 2004-03 Present
Kwan Kit Lee 李君傑 RO 4, 5, 9 Rep 4, 5, 9 2009-11 2018-07
Haishan Lin 林海珊 RO 9 Rep 4, 5, 9 2011-09 2016-07
Kwan Yiu Sung 宋鈞耀 RO 4, 5, 9 Rep 4, 5, 9 2014-04 2021-08
Raymond Tse 謝禮文 RO 4, 9 Rep 4, 9 2013-12 2024-01
Tim Tse 謝添 RO 4, 9 Rep 4, 9 2007-09 2012-08
Kar Hong Wong 黃家康 RO 4, 5, 9 Rep 4, 5, 9 2005-07 2010-07
Bobby Jump Ming Yu 余湛銘 RO 4, 9 Rep 9 2011-09 Present
Kwok Wai (SFC:BCW251) Chan 陳國威 Rep 5, 9 2014-02 2015-09
Johnson Cheung 張富紳 Rep 4, 5, 9 2007-10 2014-10
Joseph Patrick Yeong Kang Chu 徐永康 Rep 4, 9 2010-02 2011-09
Teresa Chui Han Chu 朱翠嫻 Rep 4, 6, 9 Pre-2003 2004-08
Ying Ying (SFC:AZV931) Hui 許瑩瑩 Rep 4, 5, 9 2012-08 2022-02
Yuen Kui Hung 洪遠炬 Rep 4, 5, 9 2007-03 2007-12
Eddie Jen Kir 賈振綱 Rep 9 2010-08 2012-01
Mark Kin Tak Kun 鄞建德 Rep 4 2004-03 2004-08
June Lam 林麗貞 Rep 4, 9 2003-12 2005-01
Pauline Yuen Ling Lau 劉宛玲 Rep 4, 5, 9 2006-08 2008-12
Ka Kei (SFC:ANC100) Lee 李嘉琪 Rep 9 2006-02 2015-02
William Justin Lee 李子威 Rep 4 2004-07 2005-07
Lawrence Wai Keung Leung 梁偉強 Rep 4, 6, 9 Pre-2003 2006-06
Tsun Ip Leung 梁俊業 Rep 9 2007-01 2012-06
Mun Keung Lo 羅滿強 Rep 4, 5, 9 2007-05 2009-02
Kok Ming Ng 吳珏洺 Rep 9 2005-10 2008-09
Ronald Siu 蕭佑忠 Rep 9 2011-01 2014-01
Johnny Yik Ming Sum 岑翊銘 Rep 9 2011-01 2011-09
Dao Shen Tan 陳道燊 Rep 9 2010-05 2010-10
Chris Wing Mui Tang 鄧咏梅 Rep 4, 9 2004-09 2005-09
Kin Yip Tsang 曾建業 Rep 4 2004-10 2005-11
Kai Yin Wan 尹啟賢 Rep 9 2009-10 2015-06
Kerry Pui Ka Wan 溫佩嘉 Rep 9 2005-10 2011-09
Mun Wah Wan 尹滿華 Rep 4, 9 2004-09 2005-09
Alfred Teck Chit Wong 王德捷 Rep 4, 5, 9 2010-12 2011-02
Chi Tai Wong 黃志泰 Rep 9 2010-04 2010-10
Wing Keung Yau 游永強 Rep 4 2004-07 2005-03
Shek Wai Yeung 楊石偉 Rep 5, 9 2014-05 2018-04
Kwok Man Yim 嚴國文 Rep 4, 5, 9 2010-02 2023-11
Hoi San Yiong 楊海山 Rep 4, 5, 9 2010-10 2011-04
Ka Man Yiu 姚嘉雯 Rep 9 2007-10 2017-03
Xinyuan Zhu 朱馨遠 Rep 9 2014-05 2014-06
Showing 1–41 of 41

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 · 434 staff · 2 shared activity types · 光大證券投資服務(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 · 408 staff · 2 shared activity types · 宏利投資管理(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 · 394 staff · 2 shared activity types · 招商證券(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 · 325 staff · 2 shared activity types · 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 · 269 staff · 2 shared activity types · 瑞穗證券亞洲有限公司

Related