Galaxy Asset Management (H.K.) Limited
嘉理資產管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Galaxy Asset Management (H.K.) Limited (嘉理資產管理有限公司), a Hong Kong-based licensed corporation with CE reference AEM844. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 3 (total recorded over time: 41).
Registered address
Unit 603 Tower 1 Admiralty Centre, 18 Harcourt Road
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | present | present |
| Type 9 — Asset management | present | present |
| Type 5 — Advising on futures contracts | present | 2024-03-21 |
| Type 6 — Advising on corporate finance | present | 2005-02-17 |
Licensed staff (all-time) (41)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Joe Man Fai Chan 陳文輝 | RO 4, 5, 6, 9 | Pre-2003 | Present |
| Wai Shuen Cheung 張慧璇 | RO 4, 5, 9 Rep 4, 5, 9 | 2004-03 | Present |
| Kwan Kit Lee 李君傑 | RO 4, 5, 9 Rep 4, 5, 9 | 2009-11 | 2018-07 |
| Haishan Lin 林海珊 | RO 9 Rep 4, 5, 9 | 2011-09 | 2016-07 |
| Kwan Yiu Sung 宋鈞耀 | RO 4, 5, 9 Rep 4, 5, 9 | 2014-04 | 2021-08 |
| Raymond Tse 謝禮文 | RO 4, 9 Rep 4, 9 | 2013-12 | 2024-01 |
| Tim Tse 謝添 | RO 4, 9 Rep 4, 9 | 2007-09 | 2012-08 |
| Kar Hong Wong 黃家康 | RO 4, 5, 9 Rep 4, 5, 9 | 2005-07 | 2010-07 |
| Bobby Jump Ming Yu 余湛銘 | RO 4, 9 Rep 9 | 2011-09 | Present |
| Kwok Wai (SFC:BCW251) Chan 陳國威 | Rep 5, 9 | 2014-02 | 2015-09 |
| Johnson Cheung 張富紳 | Rep 4, 5, 9 | 2007-10 | 2014-10 |
| Joseph Patrick Yeong Kang Chu 徐永康 | Rep 4, 9 | 2010-02 | 2011-09 |
| Teresa Chui Han Chu 朱翠嫻 | Rep 4, 6, 9 | Pre-2003 | 2004-08 |
| Ying Ying (SFC:AZV931) Hui 許瑩瑩 | Rep 4, 5, 9 | 2012-08 | 2022-02 |
| Yuen Kui Hung 洪遠炬 | Rep 4, 5, 9 | 2007-03 | 2007-12 |
| Eddie Jen Kir 賈振綱 | Rep 9 | 2010-08 | 2012-01 |
| Mark Kin Tak Kun 鄞建德 | Rep 4 | 2004-03 | 2004-08 |
| June Lam 林麗貞 | Rep 4, 9 | 2003-12 | 2005-01 |
| Pauline Yuen Ling Lau 劉宛玲 | Rep 4, 5, 9 | 2006-08 | 2008-12 |
| Ka Kei (SFC:ANC100) Lee 李嘉琪 | Rep 9 | 2006-02 | 2015-02 |
| William Justin Lee 李子威 | Rep 4 | 2004-07 | 2005-07 |
| Lawrence Wai Keung Leung 梁偉強 | Rep 4, 6, 9 | Pre-2003 | 2006-06 |
| Tsun Ip Leung 梁俊業 | Rep 9 | 2007-01 | 2012-06 |
| Mun Keung Lo 羅滿強 | Rep 4, 5, 9 | 2007-05 | 2009-02 |
| Kok Ming Ng 吳珏洺 | Rep 9 | 2005-10 | 2008-09 |
| Ronald Siu 蕭佑忠 | Rep 9 | 2011-01 | 2014-01 |
| Johnny Yik Ming Sum 岑翊銘 | Rep 9 | 2011-01 | 2011-09 |
| Dao Shen Tan 陳道燊 | Rep 9 | 2010-05 | 2010-10 |
| Chris Wing Mui Tang 鄧咏梅 | Rep 4, 9 | 2004-09 | 2005-09 |
| Kin Yip Tsang 曾建業 | Rep 4 | 2004-10 | 2005-11 |
| Kai Yin Wan 尹啟賢 | Rep 9 | 2009-10 | 2015-06 |
| Kerry Pui Ka Wan 溫佩嘉 | Rep 9 | 2005-10 | 2011-09 |
| Mun Wah Wan 尹滿華 | Rep 4, 9 | 2004-09 | 2005-09 |
| Alfred Teck Chit Wong 王德捷 | Rep 4, 5, 9 | 2010-12 | 2011-02 |
| Chi Tai Wong 黃志泰 | Rep 9 | 2010-04 | 2010-10 |
| Wing Keung Yau 游永強 | Rep 4 | 2004-07 | 2005-03 |
| Shek Wai Yeung 楊石偉 | Rep 5, 9 | 2014-05 | 2018-04 |
| Kwok Man Yim 嚴國文 | Rep 4, 5, 9 | 2010-02 | 2023-11 |
| Hoi San Yiong 楊海山 | Rep 4, 5, 9 | 2010-10 | 2011-04 |
| Ka Man Yiu 姚嘉雯 | Rep 9 | 2007-10 | 2017-03 |
| Xinyuan Zhu 朱馨遠 | Rep 9 | 2014-05 | 2014-06 |
Showing 1–41 of 41
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