Ronald Siu
蕭佑忠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronald Siu (蕭佑忠), a licensed former licensee with CE reference ARP041. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-28 | 2014-08-16 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-03-28 | 2014-08-16 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-03-11 | 2014-08-16 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-01-06 | 2014-01-24 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-26 | 2010-12-02 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-04-26 | 2010-12-02 |