Dao Shen Tan
陳道燊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dao Shen Tan (陳道燊), a licensed Representative with CE reference AVA554. Currently licensed at 1 firm(s): Hantec Wealth Management Company Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hantec Wealth Management Company Limited 亨達財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-11-08 | present |
| Hantec Wealth Management Company Limited 亨達財富管理有限公司 |
Rep | Type 9 — Asset management | 2024-11-08 | present |
| i-Golden Data Capital Limited 大數據投資有限公司 |
RO | Type 4 — Advising on securities | 2023-10-30 | 2024-09-30 |
| i-Golden Data Capital Limited 大數據投資有限公司 |
RO | Type 9 — Asset management | 2023-10-30 | 2024-09-30 |
| Yuen Shing Capital Limited 元盛資本有限公司 |
RO | Type 4 — Advising on securities | 2018-08-17 | 2023-08-10 |
| Yuen Shing Capital Limited 元盛資本有限公司 |
RO | Type 9 — Asset management | 2018-08-17 | 2023-08-10 |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-05-26 | 2018-06-22 |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
RO | Type 9 — Asset management | 2016-05-26 | 2018-06-22 |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-20 | 2016-05-26 |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-04-20 | 2016-05-26 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 4 — Advising on securities | 2015-06-22 | 2016-04-01 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 9 — Asset management | 2015-06-22 | 2016-04-01 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-03-14 | 2014-02-07 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-01 | 2012-07-01 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-05-05 | 2010-10-27 |