Alfred Teck Chit Wong
王德捷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alfred Teck Chit Wong (王德捷), a licensed former licensee with CE reference AWF438. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pando Finance Limited 潘渡有限公司 |
RO | Type 1 — Dealing in securities | 2023-08-24 | 2023-10-11 |
| Pando Finance Limited 潘渡有限公司 |
RO | Type 4 — Advising on securities | 2023-08-24 | 2023-10-11 |
| Pando Finance Limited 潘渡有限公司 |
RO | Type 9 — Asset management | 2023-08-24 | 2023-10-11 |
| Pando Finance Limited 潘渡有限公司 |
Rep | Type 1 — Dealing in securities | 2023-07-25 | 2023-08-24 |
| Pando Finance Limited 潘渡有限公司 |
Rep | Type 4 — Advising on securities | 2023-07-25 | 2023-08-24 |
| Pando Finance Limited 潘渡有限公司 |
Rep | Type 9 — Asset management | 2023-07-25 | 2023-08-24 |
| Zenith Innovation Financial Group Limited 領峰創新金融集團有限公司 |
RO | Type 4 — Advising on securities | 2018-01-25 | 2023-06-09 |
| Zenith Innovation Financial Group Limited 領峰創新金融集團有限公司 |
RO | Type 9 — Asset management | 2018-01-25 | 2023-06-09 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2017-03-07 | 2017-11-22 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2017-03-07 | 2017-11-22 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-11-23 | 2016-03-31 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
RO | Type 9 — Asset management | 2015-06-04 | 2016-03-31 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2012-01-13 | 2014-04-02 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2012-01-13 | 2014-04-02 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-04 | 2012-01-13 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2011-10-04 | 2012-01-13 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-02 | 2011-02-26 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2010-12-02 | 2011-02-26 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-12-02 | 2011-02-26 |