Kok Ming Ng
吳珏洺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kok Ming Ng (吳珏洺), a licensed former licensee with CE reference AMN905. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-15 | 2023-10-31 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-04-15 | 2023-10-31 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2015-04-15 | 2023-10-31 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | 2015-04-15 | 2023-10-31 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2010-02-19 | 2011-04-08 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
Rep | Type 9 — Asset management | 2005-10-06 | 2008-09-20 |