Mun Keung Lo
羅滿強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mun Keung Lo (羅滿強), a licensed Responsible Officer with CE reference AFV442. Currently licensed at 1 firm(s): Yue Xiu Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts. Total licence records on file: 20.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-04-27 | present |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 5 — Advising on futures contracts | 2020-04-27 | present |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 1 — Dealing in securities | 2018-01-05 | present |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 4 — Advising on securities | 2018-01-05 | present |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-04-27 | 2024-07-26 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2020-04-27 | 2024-07-26 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-03-08 | 2020-04-27 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2018-03-08 | 2020-04-27 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-28 | 2018-01-05 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-28 | 2018-01-05 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
RO | Type 4 — Advising on securities | 2013-06-05 | 2017-06-07 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-14 | 2017-06-07 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RO | Type 4 — Advising on securities | 2010-06-21 | 2013-01-20 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 4 — Advising on securities | 2009-12-16 | 2010-06-21 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-07 | 2013-01-20 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2007-06-11 | 2009-02-24 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
Rep | Type 9 — Asset management | 2007-06-11 | 2009-02-24 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-03 | 2009-02-24 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-02-25 | 2007-04-12 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-02-25 | 2007-04-12 |