Wai Shuen Cheung
張慧璇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Shuen Cheung (張慧璇), a licensed Representative with CE reference AFS613. Currently licensed at 1 firm(s): Galaxy Asset Management (H.K.) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-26 | present |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-08-26 | present |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2016-08-26 | 2024-03-14 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
RO | Type 4 — Advising on securities | 2005-05-17 | 2016-08-26 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2005-05-17 | 2016-08-26 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
RO | Type 9 — Asset management | 2005-05-17 | 2016-08-26 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
Rep | Type 9 — Asset management | 2004-09-16 | 2005-05-17 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-03-24 | 2005-05-17 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2004-03-24 | 2005-05-17 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-12-08 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-26 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-26 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-26 |