Joseph Kin Bong Yin
嚴建邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Kin Bong Yin (嚴建邦), a licensed former licensee with CE reference AVO479. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-10 | 2014-04-23 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-10 | 2014-04-23 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-10-10 | 2014-04-23 |
| HKFAEx Group Limited 香港金融資產交易集團有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-26 | 2011-09-01 |
| HKFAEx Group Limited 香港金融資產交易集團有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-26 | 2011-09-01 |
| HKFAEx Group Limited 香港金融資產交易集團有限公司 |
Rep | Type 9 — Asset management | 2010-07-26 | 2011-09-01 |