Wai Po Tang
鄧慧寶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Po Tang (鄧慧寶), a licensed Responsible Officer with CE reference AJE744. Currently licensed at 2 firm(s): Realchamp Asset Management Limited, HKFAEx Group Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Realchamp Asset Management Limited 正富資產管理有限公司 |
RO | Type 4 — Advising on securities | 2012-09-04 | present |
| Realchamp Asset Management Limited 正富資產管理有限公司 |
RO | Type 9 — Asset management | 2012-09-04 | present |
| HKFAEx Group Limited 香港金融資產交易集團有限公司 |
RO | Type 1 — Dealing in securities | 2010-07-13 | present |
| HKFAEx Group Limited 香港金融資產交易集團有限公司 |
RO | Type 4 — Advising on securities | 2007-10-15 | present |
| HKFAEx Group Limited 香港金融資產交易集團有限公司 |
RO | Type 9 — Asset management | 2007-10-15 | present |
| Axis Capital Management Limited 縱橫資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-22 | 2007-08-31 |
| Axis Capital Management Limited 縱橫資產管理有限公司 |
Rep | Type 9 — Asset management | 2007-05-22 | 2007-08-31 |
| China International Capital Limited 中國國際資本有限公司 |
Rep | Type 9 — Asset management | 2007-02-02 | 2007-04-15 |
| China International Capital Limited 中國國際資本有限公司 |
Rep | Type 4 — Advising on securities | 2007-01-11 | 2007-04-15 |
| Splendor Global Investments Limited 卓智環球投資有限公司 |
RO | Type 4 — Advising on securities | 2006-01-25 | 2006-11-08 |
| Splendor Global Investments Limited 卓智環球投資有限公司 |
Rep | Type 4 — Advising on securities | 2004-10-18 | 2006-01-25 |
| Wisdom Wealth Management Limited 竑智理財策劃有限公司 |
Rep | Type 4 — Advising on securities | 2004-05-19 | 2004-06-30 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2003-11-07 | 2004-04-30 |