China International Capital Limited
中國國際資本有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for China International Capital Limited (中國國際資本有限公司), a Hong Kong-based licensed corporation with CE reference ABZ312. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 3 (total recorded over time: 37).
Registered address
Room 2506 25/F, AIA Tower, 183 Electric Road, North Point
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | present | present |
| Type 9 — Asset management | present | present |
| Type 5 — Advising on futures contracts | present | 2005-02-28 |
| Type 6 — Advising on corporate finance | present | 2005-07-11 |
Licensed staff (all-time) (37)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Clement Yiu Pun Chan 陳耀彬 | RO 4, 9 | 2007-05 | 2013-01 |
| Aiming Huang 黃愛明 | RO 4, 9 | 2007-11 | Present |
| Xinsheng Huang 黃鑫勝 | RO 4, 9 Rep 4, 9 | 2007-08 | Present |
| Yanyi Jia 贾彦易 | RO 4, 9 | 2015-04 | 2017-06 |
| Daniel Pak Wang Li 李柏宏 | RO 4, 9 | 2008-04 | 2008-05 |
| Deric Kin Yip Lo 盧建業 | RO 4, 9 Rep 4, 9 | 2013-08 | 2015-01 |
| Tai Choi Luk 陸棣才 | RO 4, 9 | Pre-2003 | 2008-04 |
| Reason Lee Seng See 史理生 | RO 4, 5, 9 | Pre-2003 | 2007-05 |
| Frank Hong Ming Chan 陳康明 | Rep 4, 9 | 2008-04 | 2011-06 |
| Man Sze (SFC:AMF175) Chan 陳敏詩 | Rep 4 | 2012-06 | 2013-02 |
| Suk Yi Chan 陳淑儀 | Rep 4 | 2007-05 | 2007-07 |
| Ka Tung Cheng 鄭家棟 | Rep 4 | 2007-09 | 2007-10 |
| Po Yee Chow 周寶兒 | Rep 4 | 2012-06 | 2015-06 |
| Peter Ping Hei Chu 朱秉熹 | Rep 4 | 2008-10 | 2010-07 |
| Yee Tat Fong 方伊達 | Rep 4 | 2012-08 | 2013-12 |
| Yuen Ling (SFC:AGR006) Ho 何婉鈴 | Rep 4, 9 | 2006-12 | 2011-06 |
| Chun Wing Kwan 關仲荣 | Rep 4, 9 | 2016-12 | Present |
| Elsa Yuk Ying Lam 林玉英 | Rep 9 | 2013-08 | 2013-09 |
| Kai Yeung Lam 林繼陽 | Rep 4, 9 | 2015-06 | 2021-04 |
| Alice Ka Lee Lau 劉嘉莉 | Rep 4 | 2006-09 | 2009-07 |
| William Justin Lee 李子威 | Rep 4 | 2006-05 | 2011-04 |
| Evelyn Yin Wah Leung 梁燕華 | Rep 4, 6, 9 | Pre-2003 | 2007-12 |
| Lawrence Wai Keung Leung 梁偉強 | Rep 4, 9 | 2006-06 | 2011-06 |
| Gloria Mo Yee Li 李慕儀 | Rep 4 | 2013-08 | 2014-11 |
| Jing Yuh Lin 林璟煜 | Rep 4, 9 | 2008-06 | 2010-08 |
| Mei Kuen Lo 盧美娟 | Rep 4 | 2012-09 | 2013-06 |
| Fai Nam Ng 吳徽男 | Rep 4 | 2005-09 | 2009-01 |
| Hui Ouyang 歐陽輝 | Rep 4, 9 | 2016-06 | 2017-07 |
| Wai Po Tang 鄧慧寶 | Rep 4, 9 | 2007-01 | 2007-04 |
| Audrey Lai Tuen Wong 黃麗端 | Rep 4 | 2011-12 | 2015-06 |
| Cherie Lai Sheung Wong 黃麗嫦 | Rep 4 | 2006-09 | 2007-07 |
| Tak Cheung (SFC:AFT355) Wong 黃德祥 | Rep 4, 5, 6, 9 | Pre-2003 | 2005-08 |
| Wai Hung (SFC:ALS841) Wong 王偉鴻 | Rep 4 | 2007-08 | 2008-03 |
| Siu Ki Woo 胡紹基 | Rep 4 | 2006-07 | 2007-04 |
| David Chung Wai Yip 葉頌偉 | Rep 4, 9 | 2008-09 | 2009-09 |
| Edward Liang Hsien Yum 任亮憲 | Rep 4 | 2007-06 | 2009-07 |
| Zhicheng Zhao 趙志成 | Rep 4, 9 | 2015-04 | 2017-06 |
Showing 1–37 of 37
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 2 shared activity types · 光大證券投資服務(香港)有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 · 408 staff · 2 shared activity types · 宏利投資管理(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 · 394 staff · 2 shared activity types · 招商證券(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 · 325 staff · 2 shared activity types · 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 · 269 staff · 2 shared activity types · 瑞穗證券亞洲有限公司