David Chung Wai Yip
葉頌偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Chung Wai Yip (葉頌偉), a licensed former licensee with CE reference ACV738. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Limited 中國國際資本有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-10 | 2009-09-30 |
| China International Capital Limited 中國國際資本有限公司 |
Rep | Type 9 — Asset management | 2008-09-10 | 2009-09-30 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-06 | 2008-08-21 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-09 | 2008-03-04 |
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-26 | 2006-07-18 |
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-06-26 | 2006-07-18 |
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-06-26 | 2006-07-18 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-05-11 | 2005-11-01 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-05-11 | 2005-11-01 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2005-05-11 | 2005-11-01 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-06 | 2005-11-01 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-04-06 | 2005-11-01 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-13 | 2005-04-01 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-12-13 | 2005-04-01 |
| BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-02-26 | 2004-12-11 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-10 | 2004-12-11 |
| Yicko Securities Limited 益高證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-24 | 2004-01-16 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-21 | 2003-09-08 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-07-21 | 2003-09-08 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-07-21 | 2003-08-15 |