Alice Ka Lee Lau
劉嘉莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alice Ka Lee Lau (劉嘉莉), a licensed former licensee with CE reference AIF202. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Limited 中國國際資本有限公司 |
Rep | Type 4 — Advising on securities | 2006-09-07 | 2009-07-31 |
| Henik Securities Limited 恒億證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-30 | 2006-05-12 |
| Wisdom Wealth Management Limited 竑智理財策劃有限公司 |
Rep | Type 4 — Advising on securities | 2004-05-19 | 2005-02-21 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2003-09-23 | 2004-04-30 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-18 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-18 |