Gloria Mo Yee Li
李慕儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gloria Mo Yee Li (李慕儀), a licensed former licensee with CE reference AQS783. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Doo Financial HK Limited 都會金融香港有限公司 |
Rep | Type 1 — Dealing in securities | 2025-02-18 | 2025-09-16 |
| Doo Financial HK Limited 都會金融香港有限公司 |
Rep | Type 4 — Advising on securities | 2025-02-18 | 2025-09-16 |
| Doo Financial HK Limited 都會金融香港有限公司 |
Rep | Type 9 — Asset management | 2025-02-18 | 2025-09-16 |
| China International Capital Limited 中國國際資本有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-07 | 2014-11-03 |
| FTL Wealth Management (HK) Limited 富通財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-06-03 | 2010-11-30 |