Daniel Pak Wang Li
李柏宏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Pak Wang Li (李柏宏), a licensed Responsible Officer with CE reference APW942. Currently licensed at 1 firm(s): Global Prosperity Financial Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 25.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Global Prosperity Financial Company Limited 環球富盛理財有限公司 |
RO | Type 1 — Dealing in securities | 2024-12-20 | present |
| Global Prosperity Financial Company Limited 環球富盛理財有限公司 |
RO | Type 4 — Advising on securities | 2024-12-20 | present |
| Global Prosperity Financial Company Limited 環球富盛理財有限公司 |
RO | Type 9 — Asset management | 2024-12-20 | present |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2022-08-01 | 2023-09-26 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-08-01 | 2023-09-26 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
RO | Type 9 — Asset management | 2022-08-01 | 2023-09-26 |
| Tongfang Securities Limited 同方證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-07-17 | 2022-03-03 |
| Tongfang Securities Limited 同方證券有限公司 |
RO | Type 4 — Advising on securities | 2015-07-17 | 2022-03-03 |
| Tongfang Securities Limited 同方證券有限公司 |
RO | Type 9 — Asset management | 2015-07-17 | 2022-03-03 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2011-10-28 | 2014-10-16 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2011-10-28 | 2014-10-16 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
RO | Type 4 — Advising on securities | 2011-01-04 | 2014-10-16 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
RO | Type 9 — Asset management | 2011-01-04 | 2014-10-16 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-24 | 2011-01-04 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-11-24 | 2011-01-04 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2010-05-20 | 2010-10-05 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 4 — Advising on securities | 2010-05-20 | 2010-10-05 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2010-05-20 | 2010-10-05 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 9 — Asset management | 2010-05-20 | 2010-10-05 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 9 — Asset management | 2010-05-20 | 2010-10-05 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2008-07-03 | 2010-10-05 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2008-07-03 | 2010-10-05 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2008-07-03 | 2010-10-05 |
| China International Capital Limited 中國國際資本有限公司 |
RO | Type 4 — Advising on securities | 2008-04-23 | 2008-05-30 |
| China International Capital Limited 中國國際資本有限公司 |
RO | Type 9 — Asset management | 2008-04-23 | 2008-05-30 |