Suk Yi Chan
陳淑儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suk Yi Chan (陳淑儀), a licensed former licensee with CE reference AFN712. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-02 | 2010-02-20 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | 2007-10-31 | 2010-02-20 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-24 | 2010-02-20 |
| China International Capital Limited 中國國際資本有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-15 | 2007-07-06 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 — Advising on securities | 2006-04-27 | 2007-03-23 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 4 — Advising on securities | 2006-01-27 | 2006-02-17 |