Tony Man Wai Chow
周文威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tony Man Wai Chow (周文威), a licensed former licensee with CE reference ADJ145. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 1 — Dealing in securities | 2010-07-13 | 2010-12-31 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 4 — Advising on securities | 2010-07-13 | 2010-12-31 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-02 | 2010-07-13 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | present | 2010-07-13 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | present | 2010-12-31 |